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Deal Processing and Settlements (Role IV)

Assessment Dates & Fees

Operations - Deal Processing and Settlement (IV)
Module
Description
Time
Start Date
Fees (excluding GST)
1
Deal Processing & Control
(CU 1 & CU 2)
6:30pm - 9:00pm
9 Jul 08
S$ 600
2
Settlement, Collateral Management
(CU 3 & CU 6)
9:30am - 12:30pm
6 Sep 08
S$ 600
3

Accounting & Operational Controls
(CU 4)

9:30am - 11:00am
20 Sept 08
S$ 300
4
Financial Markets Regulations & Compliance
(CU 7)
9:30am - 10:45am
27 Sept 08
S$ 300
Total
S$ 1,800
 

Download Assessment Registration Form or register online.

 

Target Profile

Banking staff in operations, IT application support, bank project, operation risk management and individuals can apply for assessment after completion of training for Deals Processing & Settlements (IV) programme.

Candidates opting for direct assessment route should have minimum of 2 year experience in operations, knowledge of financial markets products (cash, FX margin trading & prime brokerage, commodities, securities, basic derivative products), deal processing and settlement process, documentation, collateral management, accounting and operational controls and financial markets regulations and compliance.

Cancellation Policy

There will be no refund of fees made for cancellation of participation.

Certification

Upon successful completion of the assessments required for a FICS competency unit, candidates will receive a Statement of Attainment (SOA). When the SOAs for all the competency units pertaining to the specific job family and role have been attained, candidates will be awarded the Finance WSQ Qualification for that job role by the Singapore Workforce Development Agency (WDA). If and when candidates have met the required minimum working experience stipulated in the standards, practitioners can apply to IBF for the FICS Certification.


Venue

Singapore Management University

Terms and Conditions

FTI@SMU reserves the right to make changes to the content, and/or dates and/or trainers of the programmes, and/or cancel the programme due to circumstances beyond our control.

 

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